Navigating Social Media Compliance: Updates Since FINRA 11-39
Social media compliance remains a top priority for securities, insurance, and investment advisory firms. Regulators have taken note of the importance of social media and have consistently updated guidelines. We've compiled the highlights of the most recent regulation additions since August 2011 for your convenience. This PDF includes summaries of regulations from FINRA, IIROC, LIMRA, and SEC.
Download the Guide now!
Download this guide to learn more about these new regulations and the best practices for a firm compliance foundation on which to build your social media practice.